Morgan Stanley Limited, an exempt principal trader, disclosed its dealings with Anglo American plc in a Form 8.5 (EPT/NON-RI) filing. The disclosure, made on 3rd May 2024, revealed that the exempt principal trader had relevant securities owned and/or controlled, cash-settled derivatives, and stock-settled derivatives in relation to Anglo American plc. The disclosure also included details of purchases and sales of USD 0.54945 ordinary shares, along with cash-settled derivative transactions and stock-settled derivative transactions.
The Form 8.5 filing by Morgan Stanley Limited provided a comprehensive breakdown of the positions and dealings in relation to Anglo American plc. It included the total number of securities, highest and lowest price per unit paid/received, and the nature of dealing in cash-settled derivative transactions. The disclosure also detailed the writing, purchasing, selling, and varying of stock-settled derivative transactions, including options.
The filing indicated that Morgan Stanley Limited had a 0.04% interest in the relevant securities of Anglo American plc, with 0.11% short positions. The disclosure also included the nature of the dealings, such as opening/closing a long/short position, increasing/reducing a long/short position, and the number of reference securities, along with the price per unit in cash-settled derivative transactions.
Overall, the Form 8.5 filing by Morgan Stanley Limited provided a transparent and detailed overview of its positions and dealings with Anglo American plc, offering valuable insights into the exempt principal trader's activities in relation to the company.