UBS Securities LLC, an exempt principal trader, has disclosed its position in Anglo American plc. The disclosure, made under Rule 8.5 of the Takeover Code, includes key information such as the date of the position held and dealing undertaken, as well as the interests and short positions in the relevant securities of Anglo American plc. As of the latest practicable date prior to the disclosure, UBS Securities LLC owned and/or controlled 558,978 shares of Anglo American plc, representing 0.04% of the total shares.
The disclosure also includes details of any open stock-settled derivative positions, which in this case, were reported as zero. Additionally, the form outlines the dealings by the exempt principal trader, including purchases and sales of common stock. UBS Securities LLC reported a purchase of 8,625 securities at a highest price per unit of 34.6600 USD and a lowest price per unit of 27.7300 GBP.
Furthermore, the form provides information on indemnity and other dealing arrangements, agreements, arrangements, or understandings relating to options or derivatives, and whether a Supplemental Form 8 (Open Positions) is attached. In this case, no indemnity or other dealing arrangements were reported, and no Supplemental Form 8 was attached.
The disclosure was made on 13 May 2024 and must be made to a Regulatory Information Service and emailed to the Takeover Panel. It also includes contact information for further consultation regarding the Code's dealing disclosure requirements.
This disclosure provides insight into UBS Securities LLC's position and dealings with Anglo American plc, offering transparency in accordance with regulatory requirements.