Morgan Stanley Capital Services LLC has released a Form 8.5 (EPT/RI) public dealing disclosure related to BHP Group Limited and Anglo American plc. The disclosure includes key information such as the date of dealing, details of the relevant securities, and the nature of the dealings undertaken.
The dealings by the exempt principal trader include purchases and sales of ADR and ordinary NPV securities. For instance, there were sales of 1,852 ADR securities at a price range of 55.1600 USD to 55.7100 USD per unit, and purchases of 544 ADR securities at a price range of 55.5600 USD to 56.1800 USD per unit. Additionally, there were sales of 1,750,000 ordinary NPV securities at a price of 43.2500 AUD per unit.
The disclosure also includes details of cash-settled derivative transactions, such as increasing and reducing short positions for ADR securities, along with the price per unit for each transaction.
Furthermore, the disclosure confirms that there are no indemnity and other dealing arrangements, agreements, arrangements, or understandings relating to options or derivatives between the exempt principal trader and any other person.
The disclosure was made on 9th May 2024, and the contact person for further information is Craig Horsley, whose telephone number is +44 141 245-7736.
Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service, and the Panel's Market Surveillance Unit is available for consultation in relation to the Code's dealing disclosure requirements on +44 (0)20 7638 0129.